Rita Catherine Ratcliffe

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Oklahoma City, OK
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Oklahoma City, OK

Previous Registrations

• 1987-10-29 → 2003-07-01
  Prudential Equity Group, Llc
  Oklahoma City, OK

Other Businesses

4R PARTNERSHIP; INV RELATED; NORMAN, OK; CO-OWNER; REAL ESTATE PARTNERSHIP; START DATE 1995; 0 HRS TO THE BUSINESS. RATCLIFFE HERLIHY COLORADO, LLC, NOT INV RELATED, NORMAN, OK, START: 3-9-2015, 0 HOURS, NO DUTIES. RATCLIFFE/HERLIHY OKLAHOMA PROPERTY, INV RELATED, NORMAN, OK, 33.33% OWNER, START: 10/2/2018, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-20
• S63 Uniform Securities Agent State Law Examination
  1987-07-01

Other Names

• Rita Herlihy Ratcliffe