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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2003-07-01 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oklahoma City | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oklahoma City | OK | 11/2016 | Present |
4R PARTNERSHIP; INV RELATED; NORMAN, OK; CO-OWNER; REAL ESTATE PARTNERSHIP; START DATE 1995; 0 HRS TO THE BUSINESS. RATCLIFFE HERLIHY COLORADO, LLC, NOT INV RELATED, NORMAN, OK, START: 3-9-2015, 0 HOURS, NO DUTIES. RATCLIFFE/HERLIHY OKLAHOMA PROPERTY, INV RELATED, NORMAN, OK, 33.33% OWNER, START: 10/2/2018, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-01 |
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