Paula Jean Raleigh

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2002-11-04

ME RA
APPROVED

Since 2002-11-04

Branch Locations

One City Center 7Th Floor, Portland, ME 04101 • United States

One City Center 10Th Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Portland	ME	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

Portland, ME

Other Businesses

1) L L BEAN / CATALOG/RETAIL SALES / 95 MAIN STREET FREEPORT , ME 04032 / CUSTOMER SERVICE REPRESENTATIVE / PRIVATELY HELD / START DATE 08/29/2011 / 80 HRS PER MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-01
S63	Uniform Securities Agent State Law Examination	1987-07-17

S66 Uniform Combined State Law Examination

2002-11-01
S63 Uniform Securities Agent State Law Examination

1987-07-17

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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