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Richard James Ratterman

Stifel, Nicolaus & Company, Incorporated

Edwardsville, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-01-23
TX RA APPROVED 2014-01-23
  • IL RA
    APPROVED
    Since 2014-01-23
  • TX RA
    APPROVED
    Since 2014-01-23

Branch Locations

600 Country Club View Suite 5, Edwardsville, IL 62025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Edwardsville IL 01/2014 Present
  • 01/2014 → Present
    Stifel Nicolaus & Co Inc
    Edwardsville, IL
Previous Registrations
  • 2008-01-01 → 2014-01-24
    Wells Fargo Clearing Services, Llc
    Edwardsville, IL
  • 2001-01-11 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Edwardsville, IL
    Edwardsville, IL
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-10
S63 Uniform Securities Agent State Law Examination 1987-07-02
  • S66 Uniform Combined State Law Examination
    2001-01-10
  • S63 Uniform Securities Agent State Law Examination
    1987-07-02

View on SEC IAPD

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BENJAMIN F. EDWARDS & COMPANY, INC.
CHARLES SCHWAB & CO., INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EQUITABLE ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
MUTUAL ADVISORS, LLC

Other Investors

TRISHA RENEA PETROSKUS
KATRINA MARIE AMOS
NICOLE E NONN
KYLE LEE JACKSON
Maxwell D Elbe
ANGELA M WAKEFORD
JASON ERIC JENSEN
PAUL JAMES BAESKE

Other Offices

MORGAN STANLEY · Edwardsville, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · EDWARDSVILLE, IL
CHARLES SCHWAB & CO., INC. · Edwardsville, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Edwardsville, IL
EQUITABLE ADVISORS, LLC · EDWARDSVILLE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Edwardsville, IL
EDWARD JONES · EDWARDSVILLE, IL
MUTUAL ADVISORS, LLC · Edwardsville, IL

More in Edwardsville, IL

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