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Donna M B Herem

Morgan Stanley

St. Paul, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-02-03
MN RA APPROVED 2013-11-18
TX RA APPROVED 2009-06-01
  • WI RA
    APPROVED
    Since 2022-02-03
  • MN RA
    APPROVED
    Since 2013-11-18
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

380 Saint Peter Street Suite 1000, St. Paul, MN 55102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc St. Paul MN 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    St. Paul, MN
Previous Registrations
  • 2008-03-07 → 2009-06-01
    Morgan Stanley & Co. Llc
    St. Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-29
S63 Uniform Securities Agent State Law Examination 1991-05-23
  • S66 Uniform Combined State Law Examination
    2008-01-29
  • S63 Uniform Securities Agent State Law Examination
    1991-05-23
Other Names
  • Donna Marie Brightbill
  • Donna Marie Herem

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
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