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Inactive

Patrick Daniel Carotenuto

Fiduciary Counselling Inc

St Paul, MN

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Current Employers
Fiduciary Counselling Inc

30 East 7Th Street, Suite 2000, St Paul, MN 55101-4930 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-22
MN RA APPROVED 2025-03-18
  • TX RA
    APPROVED
    Since 2026-04-22
  • MN RA
    APPROVED
    Since 2025-03-18

Branch Locations

30 East 7Th Street, Suite 2000, St Paul, MN 55101-4930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 03/2017 09/2020
Unemployed Sarasota FL 05/2016 03/2017
Ubs Financial Services Inc. Bloomington MN 09/2020 12/2022
Fiduciary Counselling Inc. St. Paul MN 03/2025 Present
Carlson Family Office Minnetonka MN 12/2022 01/2025
  • 03/2017 → 09/2020
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2016 → 03/2017
    Unemployed
    Sarasota, FL
  • 09/2020 → 12/2022
    Ubs Financial Services Inc.
    Bloomington, MN
  • 03/2025 → Present
    Fiduciary Counselling Inc.
    St. Paul, MN
  • 12/2022 → 01/2025
    Carlson Family Office
    Minnetonka, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-05-03
  • S63 Uniform Securities Agent State Law Examination
    2017-05-03
Designations
Other Names
  • Pat Carotenuto
  • Patrick Carotenuto

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
CAPTRUST
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Other Investors

HEATHER FITCH RADCLIFF
CHRISTOPHER J SCHWARTZ
JAMES P. SHAFER
MICHAEL BRIAN BLOCK
Kathryn Marie Viste
Creighton Silvain
Thomas Running
DOUGLAS JAMES BRUCE

Other Offices

UBS FINANCIAL SERVICES INC. · ST PAUL, MN
CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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