Kevin John Engbers

Current Employers

Employment History

• 04/2007 → 03/2018
  Lpl Financial Llc
  Sioux Falls, SD
• 03/2018 → Present
  Cwm, Llc
  Omaha, NE
• 03/2018 → 10/2024
  Cetera Advisor Networks
  El Segundo, CA
• 02/2007 → Present
  Pinnacle Wealth Management Llc
  Sioux Falls, SD

Previous Registrations

• 2007-04-18 → 2018-03-21
  Lpl Financial Llc
  Sioux Falls, SD
  Sioux Falls, SD
  Fort Mill, SC
  Sioux Falls, SD
• 1997-08-01 → 2007-04-17
  Waddell & Reed
  Sioux Falls, SD
  Sioux Falls, SD

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: TRUE WEALTH PODCAST INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PODCAST START DATE: 2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RECORD PODCAST REGARDING A LIFE OF TRUE WEALTH FOR EDUCATION AND ENTERTAINMENT NAME OF OTHER BUSINESS: FINANCIAL PLANNERS INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S CORP FOR EXPENSES START DATE: 04/2005 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: PAY BILLS ASSOCATED WITH MANAGEMENT OF PINNACLE WEALTH MANAGEMENT NAME OF OTHER BUSINESS: KEVIN ENGBERS INVESTMENT RELATED: NO ADDRESS: SIOUX FALLS, SD NATURE OF BUSINESS: AUTHOR START DATE: 2017 POSITION/TITLE/RELATIONSHIP: BOOK WRITER APX NUMBER OF HOURS PER WEEK: 1 HOUR PER MONTH APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR PER MONTH BRIEF DESCRIPTION OF DUTIES: WRITER;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-13
• S63 Uniform Securities Agent State Law Examination
  1987-07-30