Douglas Hammond Freebern

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-11-19
FL	RA	APPROVED	2001-02-01

TX RA
APPROVED_RES

Since 2015-11-19
FL RA
APPROVED

Since 2001-02-01

Branch Locations

205 S Broadway Ave, Bartow, FL 33830 • United States

113 S Tennessee Ave, Lakeland, FL 33801 • United States

1515 Harden Blvd, Lakeland, FL 33803 • United States

1414 S Combee Rd, Lakeland, FL 33801 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

500 S Florida Ave Ste 640, Lakeland, FL 33801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Auburndale	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Auburndale	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Auburndale, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Auburndale, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-09-05
S63	Uniform Securities Agent State Law Examination	1998-04-14

S65 Uniform Investment Adviser Law Examination

2002-09-05
S63 Uniform Securities Agent State Law Examination

1998-04-14

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

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