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Grayson H O'CAin

Edward Jones

Bartow, FL

CRD 7234931

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-12
FL RA APPROVED 2020-11-18
  • TX RA
    APPROVED
    Since 2021-01-12
  • FL RA
    APPROVED
    Since 2020-11-18

Branch Locations

600 N Broadway Avenue Suite 305, Bartow, FL 33830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2020 Present
Florida Department Of Transportation Bartow FL 01/2015 03/2020
  • 03/2020 → Present
    St Louis, MO
  • 01/2015 → 03/2020
    Florida Department Of Transportation
    Bartow, FL
Other Businesses

Hack Lake Forest Type: Date: 01/01/11 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No responsibilities City-State: Indianapolis IN" ****

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-15
  • S66 Uniform Combined State Law Examination
    2020-11-15
Other Names
  • Grayson H Ocain
  • Grayson Harley O'CAin

View on SEC IAPD

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