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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-23 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
1150 Essington Road, Joliet, IL 60435 • United States
15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Joliet | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
4- WILL COUNTY BANKCORP, INC BANK HOLDING CO 5- MJSI, INC. ENERGY CONSERVATION PRODUCTS FOR TOILETS. PURCHASED 50K USD IN SHARES ON 06/20/2008. *365063 - Joliet Junior College Foundation Association; Investment related No; Joliet, Illinois; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2019 ; During business hours: 0; After business hours: 1; Labor/Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-05 |
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