Andrea Lynn Roesel

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 10/2019
  Jp Morgan Securities Llc
  Lemont, IL
• 08/2011 → 10/2019
  Jp Morgan Chase Bank
  Lemont, IL
• 11/2019 → 02/2022
  Lpl Financial Llc
  Joliet, IL
• 02/2022 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2021-08-18 → 2022-03-30
  Lpl Financial Llc
  Joliet, IL

Other Businesses

Fixed insurance sales; Located at 950 Essington Road Suite 2A, Joliet, IL 60435, as of 03/06/2024; 1% time spent during business hours; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-16
• S63 Uniform Securities Agent State Law Examination
  2017-06-05

Other Names

• Andrea Roesel
• Andrea L Roesel