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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

4810 South 76Th St. #205, Greenfield, WI 53220 • United States

Greendale, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 05/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 05/2011 Present
Wilcox Financial Advisors, S.C. Greenfield WI 07/2008 12/2019
Financial Planning Center For Women Greendale WI 01/2020 Present
  • 05/2011 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 05/2011 → Present
    Fairfield, IA
  • 07/2008 → 12/2019
    Wilcox Financial Advisors, S.C.
    Greenfield, WI
  • 01/2020 → Present
    Financial Planning Center For Women
    Greendale, WI
Previous Registrations
  • 2004-01-02 → 2011-05-09
    Securities America Advisors, Inc.
    Hales Corners, WI
Other Businesses

1) FINANCIAL PLANNING CENTER FOR WOMEN, 4810 S 76th Street, #205, Greenfield WI 53220, United States, 01/2020, President, Marketing, INV REL, 8 HR/MO 0/HR MO TRADING 2) PRO BONO COMMUNITY EDUCATION, 4810 S 76th St, #205, Greenfield, WI 53220, 5/1/2010, OFFER PRO-BONO EDUC TO CIVIC AND OTHER GROUPS, REC DEPTS, NO COMPENSATION, NO INDIV ADVICE, 3 HRS/MO, NOT DURING TRADING HRS, NO CHECK-WRITING AUTH. 3) INDEPENDENT INSURANCE AGENT, 4810 S 76th St, #205, Greenfield, WI 53220, 11/1992 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3 HR/YR - 3/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 150 HR/MO - 150 HR/MO TRADING. START DATE: 05/02/2011. 5) LAURA L. WILCOX, 4810 South 76th Street, #205, Greenfield WI 53220, United States, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/13/1992, INV REL, 1HR/MO, 1HR/MO TRADING 6) LAURA L. WILCOX, 4810 South 76th Street, #205, Greenfield WI 53220, United States, Educator/Speaker, PRO BONO COACHING AND EDUCATION, 3HR/MO 0/HR MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-11-14
  • S63 Uniform Securities Agent State Law Examination
    2003-11-14
Designations

View on SEC IAPD

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