Joseph Charles Roubik

Current Employers

Employment History

• 08/2013 → 10/2017
  Sii Investments
  Greenfield, WI
• 08/2013 → Present
  Money Wise Planning Group
  Greenfield, WI
• 10/2017 → 01/2024
  Woodbury Financial Services Inc
  Hales Corners, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Greenfield, WI

Previous Registrations

• 2017-10-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Hales Corners, WI
  Naples, FL
  Greenfield, WI
• 2013-08-22 → 2017-10-03
  Sii Investments, Inc.
  Greenfield, WI
  Appleton, WI
  Hales Corners, WI
• 2005-08-30 → 2013-08-23
  Capital Financial Services, Inc.
  Greenfield, WI
  Minot, ND
  Minot, ND
  Greenfield, WI

Other Businesses

1. MONEYWISE PLANNING GROUP LLC POSITION: Agent NATURE: Sale of fixed life, annuity and disability insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/1995 ADDRESS: 7111 W Edgerton Ave, Ste 302, Greenfield WI 53220, United States DESCRIPTION: Introduce and sell insurance products 2. TENACITY ADVISORY GROUP, INC POSITION: Affiliated Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 566 Red Bird Circle, DePere WI 54115, United States DESCRIPTION: Share Best Practices 3. JOSEPH C AND PATRICIA D ROUBIK TRUST POSITION: Trustee NATURE: Personal revocable trust. My wife, Patricia and I are the trustees. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/12/2006 ADDRESS: S98W13728 JAY DR, Muskego WI 53150, United States DESCRIPTION: Trustee of personal trust. 4. ROUBIK TAX SERVICES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/21/2016 ADDRESS: 7111 S Edgerton Ave Ste 302, Greenfield WI 53220, United States DESCRIPTION: Tax preparation during tax season. Tax planning during off tax season. 5. WEHR NATURE CENTER POSITION: Board member NATURE: Support maintenance and development of nature center for community. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 9701 West College Ave, Franklin WI 53132, United States DESCRIPTION: Board meetings and event attendance, support. 6. Roubik Investments LLC POSITION: Owner; NATURE: LLC; INVESTMENT RELATED: No; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 1; START DATE: 07/01/1995 ADDRESS:1: 7111 W Edgerton Ave, Ste. 203, Greenfield, WI 53220, United States DESCRIPTION: LLC formed for accounting purposed. A bank account only. Not held out to public 7. SJLEE ENTERPRISES LLC POSITION: Managing Partner NATURE: Create books to publish through Amazon KDP. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2025 ADDRESS: 2403 N 59th St, Milwaukee WI 53210, United States DESCRIPTION: I provide financial support to my nephew who is running the business and producing content. I provide high level guidance and advice. I do not participate in the creation of or publishing of content.

Exams

• S66 Uniform Combined State Law Examination
  2001-02-14
• S63 Uniform Securities Agent State Law Examination
  1994-02-04

Other Names

• Joe Roubik