Timothy John Wuebben

Current Employers

Employment History

• 08/1993 → Present
  River Insurance Services Inc
  La Crosse, WI
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  La Crosse, WI

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Alma, WI
  Appleton, WI
  Hillsboro, WI
  La Crosse, WI
  New Richmond, WI
  Tomah, WI

Other Businesses

1)PROVIDE MARKETING OF INSURANCE PRODUCTS TO CLIENTS AND PROSPECTS, RIVER INSURANCE SERVICES, LLC, INVESTMENT RELATED, 3626 EAST AVENUE SO. STE. 2C, LA CROSSE, WI, INVESTMENT SALES AND SERVICE, OWNER, 1982, 5%, 5%, PROVIDE SALES AND SERVICE OF INSURANCE TO CLIENTS. 2)EW PROPERTIES LLC, INVESTMENT RELATED,3626 EAST AVENUE SOUTH, SUITE 2C, LACROSSE, WI 54601, MANAGING MEMBER, START DATE: 2-27-06, 2 HR/TD, 1 HR HR/TD, EW PROPERTIES OWNS THE BUILDING WE OPERATE IN AND RENTS SPACES TO OTHER TENANTS. 3)RIVER CAPITAL MANAGEMENT, LLC, INVESTMENT RELATED, 3626 EAST AVENUE SOUTH, STE 2C, LA CROSSE, WI 54601, POSITION :PARTNER, START DATE :29-AUG-2008, HOURS: 40, SECURITY HOURS: 40, AS A PARTNER WITH BILL STECKELBERG AND KEVIN GUSTAFSON IN THIS MBO, WE SUPERVISE ALL FINANCIAL ADVISORS AND STAFF IN A MULTI-STATE AREA. 4)CORPORATE RIA, INVESTMENT RELATED, SAGEPOINT FINANCIAL, 3626 EAST AVENUE SO. STE. 2C LA CROSSE, WI 54601, INVESTMENT ADVISORY REPRESENTATIVE, 1/1/2003, 5 HRS/MO, 5 DURING TRADING HRS, PROVIDE FEE BASED MONEY MANAGEMENT SERVICES. 5)L&M HOLDINGS, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: 3626 East Avenue South, Suite 2C, La Crosse WI 54601, United States DESCRIPTION: Member through my ownership of River Insurance Services, Inc.which holds a 1/3 member share of River Capital Management, LLC which further owns 2/3rds of L&M Holdings, LLC. 6)MOOSE LAKE HOLDINGS, LLC POSITION: 1/3 member of LLC NATURE: 40 acres of woodland/hunting property located in Sawyer County, WI owned with fellow rep William Steckelberg and nonclient Jon Sorensen.There is no income from this property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 3626 East Avenue South, La Crosse WI 54601, United States DESCRIPTION: co investor in private hunting property.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-26
• S63 Uniform Securities Agent State Law Examination
  1987-08-14

Other Names

• Timothy John Wuebben