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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1999-08-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
(1) 2006-07 KATY FAMILY YMCA-FAMILY PHYSICAL FITNESS, FORMER CHAIRMAN OF BOARD-HRS/MO. 8 (2) 2013-08 FFG CAPTIAL-CO OWNER;MEMBER OF LLC, NEGOTIATE PURCHASE OF LAND FOR DEVELOPMENT/LEASING (3) 2015-10 Trustee of a trust for a family member (4) 11/20/2015, Flodder Financial Group LLC, 2770 FM 1463, Suite 100, Katy, Tx 77494; PRESIDENT; 40 HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-19 |
| S66 | Uniform Combined State Law Examination | 1999-07-30 |
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