Best Investors Account Sign in
Current Employers
Encompass Advisory Services, Llc

23114 Seven Meadows Parkway, Katy, TX 77494 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2024-07-25
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-07-25

Branch Locations

23114 Seven Meadows Parkway, Katy, TX 77494 • United States

Fort Worth, TX • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trinity Fiduciary Partners, Llc Arlington TX 11/2004 02/2021
Investors Capital Corp. Lynnfield MA 02/2010 09/2016
Infinity Financial Services Oakland CA 09/2016 02/2018
Prosperitas Wealth Management Clayton CA 11/2004 02/2021
Prosperitas Wealth Management Llc Arlington TX 02/2021 12/2024
Encompass Advisory Services Katy TX 07/2024 Present
  • 11/2004 → 02/2021
    Trinity Fiduciary Partners, Llc
    Arlington, TX
  • 02/2010 → 09/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 09/2016 → 02/2018
    Infinity Financial Services
    Oakland, CA
  • 11/2004 → 02/2021
    Prosperitas Wealth Management
    Clayton, CA
  • 02/2021 → 12/2024
    Prosperitas Wealth Management Llc
    Arlington, TX
  • 07/2024 → Present
    Encompass Advisory Services
    Katy, TX
Previous Registrations
  • 2021-02-16 → 2024-12-29
    Prosperitas Wealth Management Llc
    Arlington, TX
    Forth Worth, TX
  • 2015-12-07 → 2021-01-12
    Clayton, CA
    Fort Worth, TX
  • 2010-02-16 → 2015-12-09
    Investors Capital Corp.
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
    Clayton, CA
  • 2004-11-08 → 2010-02-19
    Concord, CA
  • 2002-04-05 → 2004-11-10
    Msi Financial Services, Inc.
    Lafayette, CA
Other Businesses

-ENCOMPASS ADVISORY SERVICES - 07/11/2024 - 23114 Seven Meadows Pkwy, Katy, TX 77494 - Partner and Investment Advisor, Sales, Investment Related, IAR Business, 160 hrs/mo; 160 hrs/mo during trading hours. -INDEPENDENT INSURANCE AGENT - 5/15/2019 - 23114 Seven Meadows Pkwy, Katy, TX 77494 - Agent, Sale life insurance and LTC, Not Invt Rel, Insurance business, 5 hrs/mo; 3 hrs/mo during trading hours. Brief description of duties: Sales of annuities and life, disability and long-term care insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-30
  • S66 Uniform Combined State Law Examination
    2000-06-30
Other Names
  • Thomas Howard Payne
  • Thomas H Payne

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Katy, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor