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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-25 |
| MI | RA | APPROVED | 2010-08-25 |
Branch Locations
33 Whitetail Creek Road Suite 1, Saginaw, MI 48638 • United States
4905 Berl Drive, Saginaw, MI 48604 • United States
780 5Th Avenue South Suite 200, Naples, FL 34102 • United States
780 Fifth Avenue South Ste 200, Naples, FL 34102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2003 | Present |
1.Fixed insurance sales; as of 2003, less than 5% of time spent during business hours; conducted at branch location, investment related 2.F. Carter and Associates, Inc.; owner of entity created to facilitate securities, advisory and insurance business; as of 09/01/2010, 100% of time spent during business hours; conducted at branch location, investment related 3.Co-owner of Carter Soap, located in Saginaw, MI, as of 2004, less than 5% of time spent during business hours, not at branch office; non-investment related. 4.Co-Owner, Carter Huron Properties, LLC; an entity created for the purpose of buying and managing residential real estate, located in Saginaw, MI, as of 06/06/2025; 1% time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-28 |
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