Sheryl Diane Rados

Current Employers

Employment History

• 03/2015 → Present
  Royal Alliance
  Newport Beach, CA

Previous Registrations

• 2011-07-11 → 2015-07-31
  First Midwest Securities, Inc.
  Bloomington, IL
  Bloomington, IL
  Newport Beach, CA
• 2010-01-20 → 2011-07-14
  Crowell, Weedon & Co.
  Newport Beach, CA
• 2009-06-01 → 2010-01-27
  Morgan Stanley
  Irvine, CA
• 1997-07-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

1) NWF ADVISORY; POSITION: IAR NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/03/2015 ADDRESS: 11835 W. Olympic Blvd., Suite 1150E, Los Angeles CA 90064 DESCRIPTION: Providing investment advisory duties 2) LIFE INSURANCE POSITION: Advisor NATURE: Insurance sales, but I haven't sold any insurance for years. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2005 ADDRESS: 2901 W. Coast Hwy, Suite 200, Newport Beach CA 92663, United States DESCRIPTION: None 3) ALEXANDER S. RADOS FAMILY PARTNERSHIP L.P. POSITION: 0.10% General Partner, 50% Limited Partner NATURE: Family Limited Partnership - Real Estate Holdings INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2006 ADDRESS: 2002 E. McFadden Ave., Santa Ana CA 92705, United States DESCRIPTION: Not involved

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-04-02
• S63 Uniform Securities Agent State Law Examination
  1987-08-11

Other Names

• Sheryl Diane Rados
• Sheryl Rados Manos
• Sheryl Diane Manos