Christy Lea Nelson

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-08
OK	RA	APPROVED	2007-10-19

TX RA
APPROVED

Since 2019-01-08
OK RA
APPROVED

Since 2007-10-19

Branch Locations

2001 W Main Suite 113, Norman, OK 73069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	10/2007	Present

10/2007 → Present

Edward Jones

St. Louis, MO

Previous Registrations

1997-09-03 → 2007-10-17

Bok Financial Securities, Inc.

Norman, OK

Norman, OK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-16
S63	Uniform Securities Agent State Law Examination	1987-07-13

S65 Uniform Investment Adviser Law Examination

1997-07-16
S63 Uniform Securities Agent State Law Examination

1987-07-13

Designations

Other Names

Chris Nelson

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

CETERA INVESTMENT ADVISERS LLC

HILLTOP SECURITIES INC.

STRATEGIC FINANCIAL CONCEPTS, LLC

SOWELL MANAGEMENT

Other Investors

John David Robinson

Aiden Kotaro Jones

ADAM HARRY CARSON

OMAR MAURICIO ROSALES

Melissa Kathleen Raiford

ANTHONY LEE CRUSE

James Ray Wilbanks

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · NORMAN, OK

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · NORMAN, OK

LPL FINANCIAL LLC · NORMAN, OK

EDWARD JONES · NORMAN, OK

STATE FARM INVESTMENT MANAGEMENT CORP. · Norman, OK

CETERA INVESTMENT ADVISERS LLC · NORMAN, OK

HILLTOP SECURITIES INC. · NORMAN, OK

LPL FINANCIAL LLC · NORMAN, OK

More in Norman, OK

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