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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-13 |
| OK | RA | APPROVED | 1998-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Norman | OK | 01/1997 | 03/2020 |
| Ameriprise Financial Services, Llc | Norman | OK | 03/2020 | Present |
Business Ownership; MEW Practice Management; Co-owner; Financial practice operations management company; Merchant Dr, , Norman, OK, 73069; Not Investment-Related; 11/06/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; MEW Practice Management, LLC; Owner/Chief Financial Officer - Bill paying, invoice approval, financial statement analysis for the LLC. Cash flow management.; ; 581 Merchant Dr, , Norman, OK, 73069; Investment-Related; 11/06/2019; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-22 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-16 |
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