John B Carroll

Current Employers

Employment History

• 08/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Norman, OK
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Norman, OK

Previous Registrations

• 2010-03-12 → 2011-11-30
  Osaic Services, Inc.
  Oklahoma City, OK
• 2007-10-08 → 2008-09-12
  Morgan Stanley & Co. Llc
  Oklahoma City, OK

Other Businesses

Real Estate Ownership; Single Family; 533 Leaning Elm Drive, , Norman, OK, 73071; Not Investment-Related; 09/01/2020 / Single Family; 531 East Boeing Drive, , Midwest City, OK, 73110; Not Investment-Related; 04/15/2010. Board of Directors; Oklahoma State Chapter of National Association of Insurance and Financial Advisors; Secretary / Treasurer; 1000 Wilson Boulevard, Suite 1890, Arlington, VA, 22209; Not Investment-Related; 09/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; MEW Practice Management, LLC; Financial Advisor - I deliver personalized financial advice to help clients reach their financial goals.; ; 581 Merchant Drive, , Norman, OK, 73069; Investment-Related; 08/27/2012; 60 hours per month; 60 during trading hours / Magellan Federal; Personal Financial Counselor - Providing financial counseling and education to service members through approved material provided by the DoD.; Personal Financial Counselor; 2800 Shirlington Road, Suite 350, Arlington, VA, 22206; Investment-Related; 03/04/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-24