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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2000-02-01 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
555 S. Randall Rd. #201, Saint Charles, IL 60174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Douglas L. Mccoy Financial Services,Inc. | Batavia | IL | 11/1986 | Present |
| Lpl Financial Llc | Saint Charles | IL | 10/1997 | Present |
1. 08/20/2001 - Mcoy Financial Services, Inc - INV REL - Non-Variable Insurance DBA - Life, disability, health 2. 12/09/2002 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES, MCCOY FINANCIAL SERVICES, INC., TAX PURPOSES ONLY 3. 05/10/2024 - McCoy Financial - DBA for LPL Business (entity for LPL business) - Inv. Related - 555 S. RANDALL RD SUITE 201 St. Charles, IL 60174 - Start Date 04/29/2024 - 160hrs/mth -
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-10 |
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