Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus Assets Advisors Llc | New Haven | CT | 04/2021 | 06/2025 |
| Knights Of Columbus Insurance | New Haven | CT | 12/2015 | 06/2025 |
| Principal Securities, Inc. | Saint Charles | IL | 06/2025 | Present |
| Principal Life Insurance Company | Saint Charles | IL | 06/2025 | Present |
**EDWARD J. BAKER FOUNDATION & HENRY ROCKWELL BAKER MEMORIAL COMMUNITY CENTER POSITION: Board Member & Trustee NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 101 S. 2nd St., St. Charles IL 60174, United States DESCRIPTION: Non-Profit Community Center. No fiduciary control of funds. Decisions regarding investments are made by a committee. Bank of America holds the account. **INSURANCE POSITION: Mutual of Omaha Medicare Supplement NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 04/06/2026 ADDRESS: 303 East Main Street, Saint Charles IL 60174, United States DESCRIPTION: Mutual of Omaha for Medicare Supplement.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-21 |
| S65 | Uniform Investment Adviser Law Examination | 2022-09-16 |
Reach out to this advisor