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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-29 |
| DC | RA | APPROVED | 2016-06-06 |
Branch Locations
801 18Th Street Nw Suite 1000, Washington, DC 20006 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Washington, DC • United States
Nantucket, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Washington | DC | 05/2016 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Washington | DC | 05/2016 | Present |
| Steward Partners Global Advisory, Llc | Washington | DC | 05/2016 | Present |
| Steward Partners Investment Solutions, Llc | Washington | DC | 05/2022 | Present |
(1)Name of Business: Ethos ESG Address: 4717 Fulton Street NW, Washington, DC, 20007, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 09/17/2021 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will provide them with strategic guidance on how to grow the firm. (2)Name of Business: Steward Partners Investment Advisory LLC Address: 1776 I St NW Ste 700, Washington, DC, 20006, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 05/25/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide Advisory services to clients (3)Name of Business: Washington Wealth Group Address: 1776 I St NW Ste 700, Washington, DC, 20006, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/24/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Consultant.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-17 |
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