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175 Walnut St Suite#2, Lockport, NY 14094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conn General Life Ins. Company | Fairport | NY | 05/1987 | 07/2024 |
| Commonwealth Financial Network | Waltham | MA | 07/2024 | Present |
| Moldenhaur & Associates | Colden | NY | 07/2024 | Present |
| Sauberan & Company, Llc | Colden | NY | 01/1990 | Present |
| Sauberan & Company, Llc | Colden | NY | 02/2025 | Present |
IAR of Sauberan & Company LLC offering asset management and financial planning services; 100% of time spent during business hours; conducted at branch location; investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-05-21 |
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