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Ted Kelly Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Ft Worth TX 06/1988 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ft. Worth TX 10/2009 Present
Previous Registrations
  • 1998-01-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Ft. Worth, TX
    Ft. Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-20
S63 Uniform Securities Agent State Law Examination 1987-07-08
  • S65 Uniform Investment Adviser Law Examination
    1995-09-20
  • S63 Uniform Securities Agent State Law Examination
    1987-07-08
Other Names
  • Ted Kelly Smith
  • Kelly Smith

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
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ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
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