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Lori Ann Neisent

Morgan Stanley

Rapid City, SD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-06
SD RA APPROVED 2011-09-26
  • TX RA
    APPROVED_RES
    Since 2012-02-06
  • SD RA
    APPROVED
    Since 2011-09-26

Branch Locations

909 St. Joseph Street 6Th Floor, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Rapid City SD 09/2011 Present
  • 09/2011 → Present
    Morgan Stanley Smith Barney
    Rapid City, SD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-10
S63 Uniform Securities Agent State Law Examination 1987-11-03
  • S66 Uniform Combined State Law Examination
    2007-11-10
  • S63 Uniform Securities Agent State Law Examination
    1987-11-03
Other Names
  • Lori A Neisent

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · RAPID CITY, SD
EDWARD JONES · RAPID CITY, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rapid City, SD
SEACREST WEALTH MANAGEMENT, LLC · RAPID CITY, SD
SEACREST INVESTMENT MANAGEMENT, LLC · Rapid City, SD
EDWARD JONES · RAPID CITY, SD
RBC CAPITAL MARKETS, LLC · RAPID CITY, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · RAPID CITY, SD

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