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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2021-07-21 |
Branch Locations
1301 W Omaha St Ste 202, Rapid City, SD 57701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Spearfish | SD | 01/1999 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Spearfish | SD | 07/1999 | 07/2021 |
| Rental Property | Spearfish | SD | 10/2014 | 07/2021 |
| Canyon Wealth Group | Spearfish | SD | 05/2018 | 07/2021 |
| Lpl Financial Llc | Spearfish | SD | 07/2021 | Present |
1.12/28/2021; ; Real Estate Rental; Investment Related; Spearfish,SD; Start Date 09/01/2013; 0hrs/mth; 0hrs during trading 2.12/28/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Canyon Wealth Group; Investment Related; at Reported Business Location(s); Start Date 05/01/2019; hrs/mth; hrs during trading 3.12/28/2021; ; Other- Notary; Investment Related; Suite 8 Spearfish,SD; Start Date 01/01/2011; hrs/mth; hrs during trading 4.12/28/2021; Four Seasons Advisors, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date ; 0hrs/mth; 0hrs during trading 5.07/26/2023; Associates of Clifton Park; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/25/2023; 4hrs/mth; 4hrs during trading 6.08/06/2026; Venerable Annuity and Insurance company; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/17/2026; 3hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-06-29 |
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