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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-22 |
| AL | RA | APPROVED | 2012-03-13 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Montgomery | AL | 03/2012 | Present |
1. UNIVERSITY OF ALABAMA FCA BOARD; PO BOX 70155 TUSCALOOSA AL 35407; RELIGIOUS; BOARD MEMBER; AFFILIATION STARTED 03/26/2015; 5 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. Lesta LLC; Rental Property; partner; investor no duties; 10/14/2016; 2.00 Hour(s) Per Month; not during securities trading hours; Investment-Related. 3. Liberty Hill Properties LLC; 7133 Timbermill Dr, Montgomery, AL 36117; Real Estate; Managing Partner; Oversight; 01/01/2021; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-06-25 |
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