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Richard K.E. Akinyemi

Rwc Wealth Management, Inc.

Montgomery, AL

Kumasi

CRD 3112963

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Employer firm

Rwc Wealth Management, Inc. CRD 165217

$2.57M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Rwc Wealth Management, Inc.

4758 Woodmere Blvd Suite F -2160, Montgomery, AL 36106 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-10-03
  • AL RA
    APPROVED
    Since 2012-10-03

Branch Locations

4758 Woodmere Blvd Suite F -2160, Montgomery, AL 36106 • United States

Kumasi • Ghana

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rwc Wealth Management, Inc. Montgomery AL 08/2012 Present
Previous Registrations
  • 2011-03-03 → 2012-08-15
    Atlanta, GA
    Montgomery, AL
  • 2006-06-21 → 2011-02-15
    Msi Financial Services, Inc.
    Montgomery, AL
    Montgomery, AL
Other Businesses

I AM A PUBLISHED AUTHOR. I AM A LICENSED INSURANCE PROFESSIONAL. ABLE TO OFFER LIFE,DISABILITY,LONG-TERM CARE AND PROPERTY CASUALTY INSURANCE AS WELL AS FIXED AND INDEXED ANNUITIES. ALL PRODUCTS OFFERED IN THESE AREAS ARE SEPARATE FROM RWC WEALTH MANAGEMENT, INC. I OWN SHARES IN AND AM A DIRECTOR OF RESIDIGM LTD. A NON FUNCTIONING CONSTRUCTION COMPANY IN THE FEDERAL REPUBLIC OF NIGERIA. I AM A MEMBER OF AYO EXPORTS INTERNATIONAL, AN IMPORT-EXPORT COMPANY CURRENTLY DORMANT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-01
S63 Uniform Securities Agent State Law Examination 1998-09-22
  • S65 Uniform Investment Adviser Law Examination
    2006-06-01
  • S63 Uniform Securities Agent State Law Examination
    1998-09-22
Other Names
  • Rick Williams
  • Rick A Williams
  • Ricky A Williams
  • Richard E Akinyemi

View on SEC IAPD

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