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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-04-07 |
| VA | RA | APPROVED | 2015-04-07 |
| TX | RA | APPROVED_RES | 2014-12-23 |
| FL | RA | APPROVED | 2009-08-17 |
Branch Locations
15200 Jog Rd. Unit C2, Delray Beach, FL 33446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Lake Worth | FL | 01/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Delray Beach | FL | 01/2009 | Present |
| Jjd Investments | Delray Beach | FL | 10/2010 | Present |
| Evans And Mordente | Delray Beach | FL | 10/2015 | 07/2019 |
(1) Name of Business: JJD Investments Address: 15200 Jog Rd, Delray Beach, FL, 33446, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/20/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this my corporation used to pay expenses and operation costs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-08 |
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