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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-15 |
| FL | RA | APPROVED | 2017-06-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Palm Beach | FL | 04/2017 | Present |
| Unemployed | New Canaan | CT | 06/2016 | 04/2017 |
| Bank Of America, N.A. | West Palm Beach | FL | 06/2017 | Present |
I*106605 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Transplant Forum at Columbia Univ Medical Ctr Investment related: N Address of business: New York, New York 10032 Position, title, association: Committee Member, Start date of relationship: 7/3/2017 Number of hours devoted: 2 hours Quarterly Number of hours devoted during trading hours: 0 Duties: The Transplant Forum at Columbia University Medical Center is dedicated to raising awareness and funding for transplantation research across all organ disciplines. General Member, Advocate, Advisor, Ambassador, Fundraiser. I*4650273 Entity Type: Fiduciary role Name of OBA: P. M M. IRA Address: Boynton Beach, Florida, 33437 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4650274 Entity Type: Fiduciary role Name of OBA: S. M. IRA Address: Boynton Beach, Florida, 33437 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4650276 Entity Type: Fiduciary role Name of OBA: P. M M. AND S. M. JTWROS Address: Boynton Beach, Florida, 33437 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4650278 Entity Type: Fiduciary role Name of OBA: P. M M. Address: Boynton Beach, Florida, 33437 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-20 |
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