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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-15
FL RA APPROVED 2017-06-06
  • TX RA
    APPROVED_RES
    Since 2020-07-15
  • FL RA
    APPROVED
    Since 2017-06-06

Branch Locations

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Palm Beach FL 04/2017 Present
Unemployed New Canaan CT 06/2016 04/2017
Bank Of America, N.A. West Palm Beach FL 06/2017 Present
Other Businesses

I*106605 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Transplant Forum at Columbia Univ Medical Ctr Investment related: N Address of business: New York, New York 10032 Position, title, association: Committee Member, Start date of relationship: 7/3/2017 Number of hours devoted: 2 hours Quarterly Number of hours devoted during trading hours: 0 Duties: The Transplant Forum at Columbia University Medical Center is dedicated to raising awareness and funding for transplantation research across all organ disciplines. General Member, Advocate, Advisor, Ambassador, Fundraiser. I*4650273 Entity Type: Fiduciary role Name of OBA: P. M M. IRA Address: Boynton Beach, Florida, 33437 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4650274 Entity Type: Fiduciary role Name of OBA: S. M. IRA Address: Boynton Beach, Florida, 33437 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4650276 Entity Type: Fiduciary role Name of OBA: P. M M. AND S. M. JTWROS Address: Boynton Beach, Florida, 33437 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4650278 Entity Type: Fiduciary role Name of OBA: P. M M. Address: Boynton Beach, Florida, 33437 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-02
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S65 Uniform Investment Adviser Law Examination
    2017-06-02
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20
Other Names
  • Brian Patrick Mckenna
  • Brian Mckenna

View on SEC IAPD

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