John Michael Cartolano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → Present
  Netvest Financial, Llc
  Scottsdale, AZ
• 09/2013 → 03/2020
  Lpl Financial Llc
  Scottsdale, AZ
• 03/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2020 → 05/2021
  Summit Financial Group
  Boca Raton, FL
• 07/2015 → Present
  Netvest Financial, Llc
  Scottsdale, AZ
• 01/2018 → Present
  Netdocx, Llc
  Scottsdale, AZ
• 01/2018 → Present
  Nettax, Llc
  Scottsdale, AZ
• 01/2000 → Present
  Integrated Trust Systems
  Scottsdale, AZ
• 01/2011 → Present
  Jmc Family Holdings, Llc
  Scottsdale, AZ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-03-03 → 2021-05-20
  Summit Financial Group Inc
  Scottsdale, AZ
• 2013-09-26 → 2020-03-02
  Lpl Financial Llc
  Scottsdale, AZ
  San Diego, CA
  Scottsdale, AZ
• 2012-08-17 → 2013-10-03
  Ameriprise Financial Services, Llc
  Scottsdale, AZ
• 1997-05-02 → 2012-09-07
  Lpl Financial Llc
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

1.NAME OF OTHER BUSINESS: NETVEST FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT ALSO PROVIDES TRUSTS SERVICES POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 07/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OWNER, INVESTMENT ADVISORY REPRESENTATIVE; OFFER TRUST AND ESTATE SERVICES THROUGH TRUSTS AND BEYOND 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2020 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND HEALTH 3. NAME OF OTHER BUSINESS: NETVEST FINANCIAL, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/1996 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: CHAIRMAN/ CEO - PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: NETDOCX, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DOCUMENT PREPARATION START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: PRESIDENT / CEO APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: OWNER 5. NAME OF OTHER BUSINESS: NETTAX, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: PRES / CEO APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWER 6. NAME OF OTHER BUSINESS: INTEGRATED TRUST SYSTEMS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUST DOCUMENT PROVIDER START DATE: 01/2000 POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: REPRESENTATIVE 7. NAME OF OTHER BUSINESS: JMC FAMILY HOLDINGS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE HOLDING START DATE: 01/2011 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER; 8. NAME OF OTHER BUSINESS: NETVEST FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE SERVICES FOR CLIENT START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ACT AS TRUSTEE OF CLIENT'S HOUSEHOLD IN ORDER TO DISTRIBUTE ASSETS AT CLIENT'S DEATH;

Exams

• S66 Uniform Combined State Law Examination
  2017-02-14
• S63 Uniform Securities Agent State Law Examination
  1987-06-12

Other Names

• John Michael Cartolano