Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-11-29
  • TX RA
    APPROVED_RES
    Since 2006-11-29

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

San Juan, PR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Guaynabo PR 07/2006 Present
Bank Of America, Na Guaynabo PR 12/2009 Present
  • 07/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Guaynabo, PR
  • 12/2009 → Present
    Bank Of America, Na
    Guaynabo, PR
Other Businesses

I*850244For profit or not for profit: Entity For ProfitName of outside business organization: Hacienda Don Mayo inc.Investment related: NAddress of business: Adjuntas, PR, 00601Nature of business: ["General Partnership"]Position, title, association: ["Other"], Start date of relationship: 12/1/2021Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: owner in charge of making decisions and paying for said property operating and upkeep expenses., Family farm property under a partnership structure that is rented from time to time to people we know. 2.)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: HWL INC3.INVESTMENT RELATED: N4.ADDRESS OF BUSINESS: SAN JUAN, 9115.NATURE OF BUSINESS: PARTNERSHIP,7.POSITION, TITLE, ASSOCIATION: OTHER, SOLE PARTNER8.START DATE OF RELATIONSHIP: 1/1/20019.NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 011.DUTIES: PLEASE NOTE THAT THIS A PERSONAL HOLDING COMPANY REGISTERED AS A SPECIAL PARTNERSHIP IN MY NAME I*2512306, Entity Type: Entity For Profit, Name of OBA: L-R LLC , Address: San Juan, , 00926, Investment Related: Y, Position, Title, Association: Director, Employee State Date: 06/09/2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: This is Puerto Rico personal pass thru LLC created to hold both of my parents financial assets at Merrill. they are the members/owners of the LLC. My responsibility is as manager and administrator of the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-13
S63 Uniform Securities Agent State Law Examination 1987-11-07
  • S65 Uniform Investment Adviser Law Examination
    1996-07-13
  • S63 Uniform Securities Agent State Law Examination
    1987-11-07
Other Names
  • Hector William Laffitte
  • Tito Laffitte
  • Hector W Laffitte-Rossy
  • Hector William Laffitte

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Guaynabo, PR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor