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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-11-29 |
Branch Locations
15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States
San Juan, PR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Guaynabo | PR | 07/2006 | Present |
| Bank Of America, Na | Guaynabo | PR | 12/2009 | Present |
I*850244For profit or not for profit: Entity For ProfitName of outside business organization: Hacienda Don Mayo inc.Investment related: NAddress of business: Adjuntas, PR, 00601Nature of business: ["General Partnership"]Position, title, association: ["Other"], Start date of relationship: 12/1/2021Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: owner in charge of making decisions and paying for said property operating and upkeep expenses., Family farm property under a partnership structure that is rented from time to time to people we know. 2.)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: HWL INC3.INVESTMENT RELATED: N4.ADDRESS OF BUSINESS: SAN JUAN, 9115.NATURE OF BUSINESS: PARTNERSHIP,7.POSITION, TITLE, ASSOCIATION: OTHER, SOLE PARTNER8.START DATE OF RELATIONSHIP: 1/1/20019.NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 011.DUTIES: PLEASE NOTE THAT THIS A PERSONAL HOLDING COMPANY REGISTERED AS A SPECIAL PARTNERSHIP IN MY NAME I*2512306, Entity Type: Entity For Profit, Name of OBA: L-R LLC , Address: San Juan, , 00926, Investment Related: Y, Position, Title, Association: Director, Employee State Date: 06/09/2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: This is Puerto Rico personal pass thru LLC created to hold both of my parents financial assets at Merrill. they are the members/owners of the LLC. My responsibility is as manager and administrator of the LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-07 |
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