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Mark Christopher Mueller

D.A. Davidson & Co.

Omaha, NE

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2016-07-29
  • NE RA
    APPROVED
    Since 2016-07-29

Branch Locations

450 Regency Parkway Suite 400, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Omaha NE 07/2016 08/2017
D.A. Davidson & Co. Omaha NE 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-27
S63 Uniform Securities Agent State Law Examination 2009-08-20
  • S65 Uniform Investment Adviser Law Examination
    2013-09-27
  • S63 Uniform Securities Agent State Law Examination
    2009-08-20

View on SEC IAPD

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