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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

9311 San Pedro Ste 750, San Antonio, TX 78216 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aspect Wealth Management San Antonio TX 03/1997 12/2021
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Eeon Ventures Llc Sheridan WY 09/2025 Present
Avarana Technologies, Llc Sheridan WY 09/2025 Present
Greenworld International Ventures, Llc Monrovia CA 09/2025 Present
  • 03/1997 → 12/2021
    Aspect Wealth Management
    San Antonio, TX
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Eeon Ventures Llc
    Sheridan, WY
  • 09/2025 → Present
    Avarana Technologies, Llc
    Sheridan, WY
  • 09/2025 → Present
    Greenworld International Ventures, Llc
    Monrovia, CA
Previous Registrations
  • 2006-09-11 → 2021-12-25
    Aspect Wealth Management
    San Antonio, TX
Other Businesses

(1) ASPECT WEALTH MANAGEMENT GROUP, LLC, RIA, PRESIDENT, HRS 45-50 PER WEEK, COMP: SAL + BONUSES, PROVIDING MANAGEMENT & LEADERSHIP, & ADVISORY SERVICES TO INDIVIDUAL AND CORPORATE CLIENTS; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 3/26/2010, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; (3) NAME OF OTHER BUSINESS: MINING VENTURES, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: MINING OPERATION START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PRESIDENT (4) NAME OF OTHER BUSINESS: TECHNOLOGY DISTRIBUTION INTERNATIONAL, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: TECHNOLOGY DISTRIBUTION START DATE: 9/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PRESIDENT (5) NAME OF OTHER BUSINESS: DECISIVE INTERNATIONAL, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: TECHNOLOGY DISTRIBUTION START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DISTRIBUTING TECHNOLOGY DEVICES IN THE US AND ABROAD (6) NAME OF OTHER BUSINESS: ASEITY VENTURES LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: COMMERCIAL SALES ; START DATE: 07/2021 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / CO-MANAGER ; APX NUMBER OF HOURS PER WEEK: 2-4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2-4 ; BRIEF DESCRIPTION OF DUTIES: SALES AND DISTRIBUTION OF AIRCRAFT, MEDICAL AND TECHNOLOGY GOODS & SERVICES ; 7. NAME OF OTHER BUSINESS: EEON VENTURES LLC; INVESTMENT RELATED: NO; ADDRESS: 1309 COFFEEN AVE STE 1200, SHERIDAN, WY 82801; NATURE OF BUSINESS: CARBON CREDITS; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO PROVIDE OPINIONS RELATED TO STRATEGY, MARKETING AND PRODUCTION OF CARBON CREDITS IN THE INTERNATIONAL MARKETS; 8. NAME OF OTHER BUSINESS: AVARANA TECHNOLOGIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 1309 COFFEEN AVE STE 1200, SHERIDAN, WY 82801; NATURE OF BUSINESS: TECHNOLOGY SALES; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDING OPINIONS REGARDING STRATEGY, MARKETING, AND TECHNOLOGY SALES TO THE MAJORITY SHAREHOLDER; 9. NAME OF OTHER BUSINESS: GREENWORLD INTERNATIONAL VENTURES, LLC; INVESTMENT RELATED: NO; ADDRESS: 3RD STREET SINKOR BELLA CASA, 3RD FLOOR, MONROVIA, CA 91016; NATURE OF BUSINESS: CARBON CREDIT; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE OPINIONS RELATED TO THE EFFECTIVE MANAGEMENT OF CARBON CREDIT PROJECTS IN THE COUNTRY OF LIBERIA;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-26
S63 Uniform Securities Agent State Law Examination 1987-05-21
  • S65 Uniform Investment Adviser Law Examination
    2005-07-26
  • S63 Uniform Securities Agent State Law Examination
    1987-05-21

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