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Frank Richard Volkers

Ameriprise Financial Services, LLC

Terre Haute, IN

Terre Haute, IN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-11-26
  • IN RA
    APPROVED
    Since 2018-11-26

Branch Locations

2335 E Margaret Dr, Terre Haute, IN 47802 • United States

Terre Haute, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Planners, Inc. Decatur IL 12/1996 11/2018
Ipi Wealth Management Terre Haute IN 01/1999 11/2018
Ameriprise Financial Services Inc Terre Haute IN 11/2018 03/2020
Ameriprise Financial Services, Llc Terre Haute IN 03/2020 Present
  • 12/1996 → 11/2018
    Investment Planners, Inc.
    Decatur, IL
  • 01/1999 → 11/2018
    Ipi Wealth Management
    Terre Haute, IN
  • 11/2018 → 03/2020
    Ameriprise Financial Services Inc
    Terre Haute, IN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Terre Haute, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-11
S63 Uniform Securities Agent State Law Examination 1987-07-01
  • S65 Uniform Investment Adviser Law Examination
    2001-05-11
  • S63 Uniform Securities Agent State Law Examination
    1987-07-01
Other Names
  • Frank Richard Volkers
  • Frank R Volkers

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · TERRE HAUTE, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Terre Haute, IN
LPL FINANCIAL LLC · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TERRE HAUTE, IN
MORGAN STANLEY · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN

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