Alice Brattain Shagley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Terre Haute, IN
• 11/2016 → 07/2022
  Wells Fargo Clearing Services, Llc
  Terre Haute, IN
• 07/2022 → 01/2024
  Woodbury Financial, Inc.
  Terre Haute, IN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Terre Haute, IN

Previous Registrations

• 2022-08-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Terre Haute, IN
  Terre Haute, IN
• 2008-01-01 → 2022-06-08
  Wells Fargo Clearing Services, Llc
  Terre Haute, IN
  Terre Haute, IN
  Bloomington, IN
• 2005-10-13 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Terre Haute, IN
  St. Louis, MO
  Terre Haute, IN

Other Businesses

1. FINANCIAL PARTNERS GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2022 ADDRESS: 322 So 6th Street, Terre Haute IN 47807, United States DESCRIPTION: Financial Advisor 2. LOOKING GLASS FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2023 ADDRESS: 322 So 6th Street, Terre Haute IN 47807, United States DESCRIPTION: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2005-10-12
• S63 Uniform Securities Agent State Law Examination
  1998-12-10

Other Names

• Alice Jeanne Brattain
• Alice Jeanne Brattain