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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-23
  • TX RA
    APPROVED
    Since 2025-10-23

Branch Locations

4601 Antilley Road Building F, Suite 613, Abilene, TX 79606 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Abilene TX 08/2016 02/2020
First Financial Brokerage Srvcs Abilene TX 08/2016 02/2020
Raymond James Financial Services Advisors Inc. Abilene TX 08/2016 02/2020
First Financial Bank Na Abilene TX 08/2016 02/2020
Disability Resources Inc. (Dri) Abilene TX 04/2019 07/2022
Edward Jones St.LOuis MO 02/2020 09/2025
Cetera Wealth Services, Llc El Segundo CA 10/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
Phillip L Hettich, Jr. Cfp Abilene TX 10/2025 Present
Plh Legacy Wealth Management Abilene TX 10/2025 Present
  • 08/2016 → 02/2020
    Raymond James Financial Services, Inc.
    Abilene, TX
  • 08/2016 → 02/2020
    First Financial Brokerage Srvcs
    Abilene, TX
  • 08/2016 → 02/2020
    Abilene, TX
  • 08/2016 → 02/2020
    First Financial Bank Na
    Abilene, TX
  • 04/2019 → 07/2022
    Disability Resources Inc. (Dri)
    Abilene, TX
  • 02/2020 → 09/2025
    St.LOuis, MO
  • 10/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2025 → Present
    Schaumburg, IL
  • 10/2025 → Present
    Phillip L Hettich, Jr. Cfp
    Abilene, TX
  • 10/2025 → Present
    Plh Legacy Wealth Management
    Abilene, TX
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: PHILLIP L HETTICH, JR. CFP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ESTATE AND LEGACY PLANNING, INSURANCE AND INVESTMENT ADVISING; 2) NAME OF OTHER BUSINESS: PLH LEGACY WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-11
S63 Uniform Securities Agent State Law Examination 1987-07-06
  • S65 Uniform Investment Adviser Law Examination
    2016-05-11
  • S63 Uniform Securities Agent State Law Examination
    1987-07-06
Designations
Other Names
  • Phil Hettich
  • Phillip Leo Hettich

View on SEC IAPD

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