Jonathan Tufts Woods

Current Employers

Employment History

• 05/2015 → Present
  Kestra Investment Services, Llc
  Charleston, SC
• 05/2015 → Present
  Kestra Private Wealth Services, Llc
  Charleston, SC

Previous Registrations

• 2009-06-01 → 2015-05-26
  Morgan Stanley
  Fairfield, CT
• 2007-05-25 → 2009-06-01
  Morgan Stanley & Co. Llc
  Fairfield, CT
• 2000-06-05 → 2007-06-14
  Citigroup Global Markets Inc.
  Westport, CT
  Westport, CT

Other Businesses

Business Name: Woods Asset Management Investment Related: Yes Address: 30 Old Kings Highway - Suite 112 Darien CT 06820 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: President Start Date: 5/21/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Marketing Securities and Financial Planning Business Name: The Society of the Cincinnati Investment Related: No Address: 2118 Mass Ave NW Washington DC 20008 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Past President General Start Date: 10/15/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Past President General. Primarily ceremonial duties. I support the Executive Director and the current team of Officers in the organization's Programs and at various gatherings of the Society. I visit with members, attend educational programs representing the SOC. Business Name: The OWU Friends Fund Investment Related: No Address: 104 Arleigh Road Douglaston NY 11363 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Board Member Start Date: 3/1/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help organize various fund raising events of College Classmates. Business Name: AMERICAN INDEPENDENCE MUSEUM POSITION: Trustee of the American Independence Center NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2024 ADDRESS: One Governors Lane, Exeter NH 03833, United States DESCRIPTION: The Trustees meet twice a year to review the work of the Museum and its Board of Governors. The Trustees' sole purpose is to decide if we were significantly unhappy with their efforts and think it appropriate to start the process to shut the Museum down. Since the Museum's opening in 1991 - I am told the biannual Trustee Meetings are brief - ending with a communication to the Museum's Board and Executive Director thanking them for their continued good works educating on the importance of the American Revolution and the patriotic men and women who led the cause.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-11-04
• S63 Uniform Securities Agent State Law Examination
  1988-08-17