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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2016-01-28 |
| TX | RA | APPROVED | 2016-01-28 |
Branch Locations
475 Kilvert Street Suite 330, Warwick, RI 02886 • United States
Cranston, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Providence | RI | 01/2016 | 03/2024 |
| Janney Montgomery Scott Llc | Warwick | RI | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-12 |
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