Stephen Paul Carr

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1981 → Present
  John Hancock Mutual Life Ins. Company
  Auburn, NY
• 01/1995 → Present
  Prl Assoc.
  Endicott, NY
• 12/2013 → Present
  Mass Mutual
  Endicott, NY
• 02/1999 → Present
  Mml Investors Services, Inc.
  Endicott, NY

Other Businesses

NAME: PRL ASSOCIATES, NOT INV REL, ADDRESS: 110 GRANT AVE ENDICOTT NY NATURE: APPOINTED WITH VARIOUS INS CARRIERS OUTSIDE MASSMUTUAL SYSTEM TITLE: BROKER DUTIES: BROKER FOR SEVERAL CARRIERS FOR PRODUCT LIKE P & C, LIFE START: 1993 HR/MNTHLY: 20 HR DURING TRADING: 20

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-06-02