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Alyssa Jordan Clark

LPl Financial LLC

Endicott, NY

Norwich, NY

Oneonta, NY

Cicero, NY

Montrose, PA

Newark Valley, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-31
  • NY RA
    APPROVED
    Since 2023-05-31

Branch Locations

24 Mckinley Ave, Endicott, NY 13760 • United States

5411 State Hwy Rte 12, Norwich, NY 13815 • United States

5001 State Hwy 23, Ste 5, Oneonta, NY 13820 • United States

5788 E Circle Dr, Cicero, NY 13039 • United States

16909 State Rte 706, Montrose, PA 18801 • United States

7198 State Rt 38, Newark Valley, NY 13811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weis Markets Binghamton NY 09/2015 10/2016
Tully's Good Times Vestal NY 10/2016 12/2017
Visions Federal Credit Union Endicott NY 06/2017 05/2019
Visions Analysis Endicott NY 05/2019 Present
Suny Broome Community College Binghamton NY 01/2016 12/2017
Wingz Endicott NY 08/2019 08/2021
Lpl Financial, Llc Endicott NY 05/2019 Present
Visions Analysis Llc Endicott NY 05/2023 Present
Dunkin' Donuts Vestal NY 06/2017 10/2017
Nys Gaming Commission Nichols NY 07/2021 Present
  • 09/2015 → 10/2016
    Weis Markets
    Binghamton, NY
  • 10/2016 → 12/2017
    Tully's Good Times
    Vestal, NY
  • 06/2017 → 05/2019
    Visions Federal Credit Union
    Endicott, NY
  • 05/2019 → Present
    Visions Analysis
    Endicott, NY
  • 01/2016 → 12/2017
    Suny Broome Community College
    Binghamton, NY
  • 08/2019 → 08/2021
    Wingz
    Endicott, NY
  • 05/2019 → Present
    Lpl Financial, Llc
    Endicott, NY
  • 05/2023 → Present
    Visions Analysis Llc
    Endicott, NY
  • 06/2017 → 10/2017
    Dunkin' Donuts
    Vestal, NY
  • 07/2021 → Present
    Nys Gaming Commission
    Nichols, NY
Other Businesses

1) 12/04/2020 - Visions Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 04/11/2022 - NYS Gaming Commission - Not Investment Related - Nichols, NY - Outside/W-2 Employment - Licensing Assistant for Presiding Judge - Start Date 07/09/2021 - 60 Hours Per Month/ 0 Hours During Securities Trading 3) 12/12/2023 - Visions Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/21/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-26
S63 Uniform Securities Agent State Law Examination 2021-06-01
  • S65 Uniform Investment Adviser Law Examination
    2023-05-26
  • S63 Uniform Securities Agent State Law Examination
    2021-06-01

View on SEC IAPD

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DAVID CHRISTOPHER ROCHE
BRIAN MATTHEW TETA
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Other Offices

CETERA INVESTMENT ADVISERS LLC · ENDICOTT, NY
CETERA INVESTMENT ADVISERS LLC · ENDICOTT, NY
ASHTON THOMAS SECURITIES, LLC · ENDICOTT, NY
MML INVESTORS SERVICES, LLC · Endicott, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Endicott, NY
VOSS WEALTH MANAGEMENT · ENDICOTT, NY
LPL FINANCIAL LLC · ENDICOTT, NY
EQUITABLE ADVISORS, LLC · ENDICOTT, NY

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