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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-01
  • AZ RA
    APPROVED
    Since 2025-08-01

Branch Locations

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc Denver CO 08/2015 12/2016
Compass Bank Alabama AL 06/2015 12/2016
Bbva Wealth Solutions Inc. Denver CO 08/2015 12/2016
Unemployed Parker CO 12/2016 12/2017
Colonial Life And Accident Phoenix AZ 12/2017 03/2018
Td Ameritrade Omaha NE 05/2018 07/2020
Cambridge Investment Research, Inc. Fairfield IA 08/2020 01/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2020 01/2025
Essential Edge Compliance Consulting Lamy NM 03/2025 07/2025
Unemployed Florence AZ 01/2025 03/2025
United Planners Scottsdale AZ 08/2025 Present
  • 08/2015 → 12/2016
    Bbva Securities Inc
    Denver, CO
  • 06/2015 → 12/2016
    Compass Bank
    Alabama, AL
  • 08/2015 → 12/2016
    Bbva Wealth Solutions Inc.
    Denver, CO
  • 12/2016 → 12/2017
    Unemployed
    Parker, CO
  • 12/2017 → 03/2018
    Colonial Life And Accident
    Phoenix, AZ
  • 05/2018 → 07/2020
    Td Ameritrade
    Omaha, NE
  • 08/2020 → 01/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2020 → 01/2025
    Fairfield, IA
  • 03/2025 → 07/2025
    Essential Edge Compliance Consulting
    Lamy, NM
  • 01/2025 → 03/2025
    Unemployed
    Florence, AZ
  • 08/2025 → Present
    United Planners
    Scottsdale, AZ
Previous Registrations
  • 2020-08-19 → 2025-01-09
    Phoenix, AZ
    Florence, AZ
    Fairfield, IA
  • 2018-06-07 → 2018-12-26
    Td Ameritrade, Inc.
    Davenport, IA
  • 2018-06-07 → 2018-12-26
    Td Ameritrade Investment Management, Llc
    Davenport, IA
  • 2015-08-10 → 2016-11-08
    Pnc Managed Account Solutions, Inc.
    Lone Tree, CO
    Denver, CO
  • 2014-06-10 → 2015-06-29
    Phoenix, AZ
    Irvine, CA
    Parker, CO
    Scottsdale, AZ
  • 2010-09-14 → 2014-01-21
    Msi Financial Services, Inc.
    Phoenix, AZ
    Greenwood Village, CO
  • 2008-04-16 → 2010-01-29
    Cincinnati, OH
  • 2001-08-29 → 2007-03-13
    Yakima, WA
    Richland, WA
    Renton, WA
    East Wenatchee, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-08
S63 Uniform Securities Agent State Law Examination 1990-05-05
  • S66 Uniform Combined State Law Examination
    2001-06-08
  • S63 Uniform Securities Agent State Law Examination
    1990-05-05

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