Mark Richard Mathewson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1987 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saginaw, MI
• 12/2009 → Present
  Bank Of America,Na
  Saginaw, MI

Other Businesses

I*125776 For profit or not for profit: For-Profit Organization Name of outside business organization: MRM-JR Properties LLC Investment related: Y Address of business: Saginaw, Michigan 48638 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 8/22/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Passive Income General Notes: 8/20/2019 16:13 MATHEWSON, MARK : Commercial building rented out to an addiction clinic. The business will not become a dispensary. I*11865 For profit or not for profit: Name of outside business organization: Conservator for my aunt Investment related: Address of business: Saginaw, Michigan 48638 Nature of business: , Position, title, association: , Start date of relationship: 3/16/2020 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 1 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-25
• S63 Uniform Securities Agent State Law Examination
  1987-05-13

Designations

• Certified Financial Planner