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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Orchard Park NY 04/1987 03/2017
Mml Investors Services, Llc Amherst NY 03/2017 Present
Massmutual Life Insurance Co Amherst NY 07/2016 Present
  • 04/1987 → 03/2017
    Metlife Securities Inc.
    Orchard Park, NY
  • 03/2017 → Present
    Amherst, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Amherst, NY
Other Businesses

(1)CO-OWNER OF TWO RENTAL PROPERTIES IN LIMESTONE, NY 0HRS/WK & 1HR/WKND & EVENINGS SINCE 07/2000 (2)NAME: MARTIN D. STECK INV REL: Y ADD: 6500 SHERIDAN DRIVE 300 WILLIAMSVILLE, NY 14221 NATURE: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG TERM CARE, AND FIXED ANNUITIES POSITION: FINANCIAL ADVISOR START DATE: 09/14/2020 NO. HR/MO: 2 NO. HR/MO during sec trading: 2

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-26
  • S63 Uniform Securities Agent State Law Examination
    1989-05-26

View on SEC IAPD

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