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Luke Jungwook Lee

Charles Schwab & Co., Inc.

San Ramon, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-25
  • CA RA
    APPROVED
    Since 2022-01-25

Branch Locations

3150 Crow Canyon Road, San Ramon, CA 94583-1332 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Walnut Creek CA 04/2016 12/2022
Charles Schwab And Co., Inc. San Ramon CA 12/2022 Present
Charles Schwab Bank, Ssb San Ramon CA 11/2023 Present
  • 04/2016 → 12/2022
    Td Ameritrade
    Walnut Creek, CA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    San Ramon, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    San Ramon, CA
Previous Registrations
  • 2016-04-25 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Walnut Creek, CA
    Walnut Creek, CA
    San Ramon, CA
  • 2016-04-25 → 2022-10-14
    Td Ameritrade, Inc.
    Walnut Creek, CA
    San Ramon, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-23
S63 Uniform Securities Agent State Law Examination 2014-10-08
  • S65 Uniform Investment Adviser Law Examination
    2016-04-23
  • S63 Uniform Securities Agent State Law Examination
    2014-10-08
Other Names
  • Luke Lee
  • Jung Wook Lee
  • Luke J Lee
  • Jung L Lee
  • Luke W Lee
  • Luke Wook Lee
  • Luke Jung Wook Lee
  • Luke Jung Wook Lee

View on SEC IAPD

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