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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-31 |
| TX | RA | APPROVED | 2023-05-31 |
Branch Locations
2633 Camino Ramon Suite 200, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Century Investment Services, Inc. | Kansas City | MO | 09/2018 | 05/2019 |
| American Century Investments Services, Inc. | Kansas City | MO | 06/2018 | 08/2018 |
| Upper Crust | Lawrence | KS | 08/2017 | 12/2017 |
| Lawrence Country Club | Lawrence | KS | 06/2017 | 08/2017 |
| Gamma Phi Beta Sorority | Lawrence | KS | 10/2016 | 04/2017 |
| University Of Kansas | Lawrence | KS | 08/2014 | 06/2018 |
| Securian Financial Services Inc | St Paul | MN | 05/2019 | 05/2023 |
| Raymond James Financial Services, Inc. | San Ramon | CA | 05/2023 | Present |
| Raymond James Financial Services Advisors, Inc | San Ramon | CA | 05/2023 | Present |
| Summit Financial Group | San Ramon | CA | 06/2023 | Present |
(1)Name of Business: Summit Financial Group Address: 2000 Crow Canyon Pl Ste 450, San Ramon, CA, 94583-1384, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Financial Advisor at Summit, brokered through Raymond James
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-10 |
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