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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-31
TX RA APPROVED 2023-05-31
  • CA RA
    APPROVED
    Since 2023-05-31
  • TX RA
    APPROVED
    Since 2023-05-31

Branch Locations

2633 Camino Ramon Suite 200, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investment Services, Inc. Kansas City MO 09/2018 05/2019
American Century Investments Services, Inc. Kansas City MO 06/2018 08/2018
Upper Crust Lawrence KS 08/2017 12/2017
Lawrence Country Club Lawrence KS 06/2017 08/2017
Gamma Phi Beta Sorority Lawrence KS 10/2016 04/2017
University Of Kansas Lawrence KS 08/2014 06/2018
Securian Financial Services Inc St Paul MN 05/2019 05/2023
Raymond James Financial Services, Inc. San Ramon CA 05/2023 Present
Raymond James Financial Services Advisors, Inc San Ramon CA 05/2023 Present
Summit Financial Group San Ramon CA 06/2023 Present
  • 09/2018 → 05/2019
    American Century Investment Services, Inc.
    Kansas City, MO
  • 06/2018 → 08/2018
    American Century Investments Services, Inc.
    Kansas City, MO
  • 08/2017 → 12/2017
    Upper Crust
    Lawrence, KS
  • 06/2017 → 08/2017
    Lawrence Country Club
    Lawrence, KS
  • 10/2016 → 04/2017
    Gamma Phi Beta Sorority
    Lawrence, KS
  • 08/2014 → 06/2018
    University Of Kansas
    Lawrence, KS
  • 05/2019 → 05/2023
    Securian Financial Services Inc
    St Paul, MN
  • 05/2023 → Present
    Raymond James Financial Services, Inc.
    San Ramon, CA
  • 05/2023 → Present
    San Ramon, CA
  • 06/2023 → Present
    Summit Financial Group
    San Ramon, CA
Previous Registrations
  • 2019-07-18 → 2023-05-31
    Securian Financial Services, Inc.
    San Ramon, CA
Other Businesses

(1)Name of Business: Summit Financial Group Address: 2000 Crow Canyon Pl Ste 450, San Ramon, CA, 94583-1384, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Financial Advisor at Summit, brokered through Raymond James

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-13
S63 Uniform Securities Agent State Law Examination 2018-12-10
  • S66 Uniform Combined State Law Examination
    2019-07-13
  • S63 Uniform Securities Agent State Law Examination
    2018-12-10
Designations
Other Names
  • Dash Elias Grammer

View on SEC IAPD

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