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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-31 |
Branch Locations
2633 Camino Ramon Suite 200, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 06/2018 | 10/2019 |
| Uc Santa Barbara | Santa Barbara | CA | 05/2016 | 05/2018 |
| Homewood Mountain Resort | Homewood | CA | 07/2017 | 10/2017 |
| Rumjog Enterprises | Franklin Lakes | NJ | 06/2016 | 09/2016 |
| Uc Santa Barbara | Santa Barbara | CA | 10/2014 | 06/2018 |
| Bank Of America, N.A. | Oakland | CA | 09/2018 | 10/2019 |
| Morgan Stanley | San Francisco | CA | 10/2019 | 03/2021 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2021 | 09/2022 |
| Summit Financial Group | San Ramon | CA | 05/2023 | Present |
| Securian Financial Group Inc | St Paul | MN | 10/2022 | 05/2023 |
| Raymond James Financial Services, Inc. | San Ramon | CA | 05/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | San Ramon | CA | 05/2023 | Present |
(1)Name of Business: Summit Financial Group Address: 2000 Crow Canyon Pl Ste 450, San Ramon, CA, 94583-1384, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/13/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Responsible for financial planning work, client onboarding, meeting preparation, money movement, and client service tasks.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-07 |
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