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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-31
  • CA RA
    APPROVED
    Since 2023-05-31

Branch Locations

2633 Camino Ramon Suite 200, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 06/2018 10/2019
Uc Santa Barbara Santa Barbara CA 05/2016 05/2018
Homewood Mountain Resort Homewood CA 07/2017 10/2017
Rumjog Enterprises Franklin Lakes NJ 06/2016 09/2016
Uc Santa Barbara Santa Barbara CA 10/2014 06/2018
Bank Of America, N.A. Oakland CA 09/2018 10/2019
Morgan Stanley San Francisco CA 10/2019 03/2021
Ameriprise Financial Services, Llc Roseville CA 03/2021 09/2022
Summit Financial Group San Ramon CA 05/2023 Present
Securian Financial Group Inc St Paul MN 10/2022 05/2023
Raymond James Financial Services, Inc. San Ramon CA 05/2023 Present
Raymond James Financial Services Advisors, Inc. San Ramon CA 05/2023 Present
  • 06/2018 → 10/2019
    Oakland, CA
  • 05/2016 → 05/2018
    Uc Santa Barbara
    Santa Barbara, CA
  • 07/2017 → 10/2017
    Homewood Mountain Resort
    Homewood, CA
  • 06/2016 → 09/2016
    Rumjog Enterprises
    Franklin Lakes, NJ
  • 10/2014 → 06/2018
    Uc Santa Barbara
    Santa Barbara, CA
  • 09/2018 → 10/2019
    Bank Of America, N.A.
    Oakland, CA
  • 10/2019 → 03/2021
    San Francisco, CA
  • 03/2021 → 09/2022
    Roseville, CA
  • 05/2023 → Present
    Summit Financial Group
    San Ramon, CA
  • 10/2022 → 05/2023
    Securian Financial Group Inc
    St Paul, MN
  • 05/2023 → Present
    Raymond James Financial Services, Inc.
    San Ramon, CA
  • 05/2023 → Present
    San Ramon, CA
Previous Registrations
Other Businesses

(1)Name of Business: Summit Financial Group Address: 2000 Crow Canyon Pl Ste 450, San Ramon, CA, 94583-1384, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/13/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Responsible for financial planning work, client onboarding, meeting preparation, money movement, and client service tasks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-07
  • S66 Uniform Combined State Law Examination
    2018-09-07
Other Names
  • Tyler Andrew Bailey
  • Tyler Bailey

View on SEC IAPD

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