Rebecca Susan Rothstein

Current Employers

Employment History

• 10/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
• 10/2012 → Present
  Bank Of America, N.A.
  Beverly Hills, CA

Previous Registrations

• 2009-06-01 → 2012-10-31
  Morgan Stanley
  Beverly Hills, CA
• 1999-02-16 → 2009-06-01
  Citigroup Global Markets Inc.
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

I*74704For profit or not for profit: For-Profit OrganizationName of outside business organization: JEDS 44 LLCInvestment related: NAddress of business:Beverly Hills, California 90210Nature of business: LLC,Compensation for Activity: YPosition, title, association: Other, N/AStart date of relationship: 8/11/2014Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Created an LLC for Estate Planning, purchased a building in the name of the LLC and the building is owned by the LLC and pays rent to the LLC I*119973For profit or not for profit: Non-Profit OrganizationName of outside business organization: Teen Cancer AmericaInvestment related: NAddress of business:Los Angeles, California 90064Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 11/1/2010Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Board Chair I*138208For profit or not for profit: For-Profit OrganizationName of outside business organization: UCLA Medical Center Board of AdvisorsInvestment related: NAddress of business: Pasadena, California 91109Nature of business: Corporation,Compensation for Activity: NPosition, title, association: Advisory Board Member, Start date of relationship: 5/26/2021Number of hours devoted: 5 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Advisory Board MemberI*697287For profit or not for profit: Entity For ProfitName of outside business organization: JEDS2 LLCInvestment related: YAddress of business: Incline Village, Nevada, 89451Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 2/1/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , LLC is purchasing home to rent I*1166320For profit or not for profit: Entity For ProfitName of outside business organization: JEDSNEV1 LLCInvestment related: NAddress of business: Reno, Nevada, 89511Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 2/17/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Rental property LLC is to collect rent 100% family owned. I*475986For profit or not for profit: Entity GovernmentalName of outside business organization: UCLA Early Childhood Partial Hosp Prog (ECPHP)Investment related: NAddress of business: Los Angeles, California, 90095, United StatesNature of business: ["Hospital or Healthcare System"]Position, title, association: ["Committee","Board Member"], [["Fundraising committee"]]Start date of relationship: 2/1/2013Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Board Member I*1855284, Entity Type Entity For Profit, Name of OBA: JEDSNEV1 LLC Address: Incline village Nevada89451 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/28/2024 No Hours: 1 monthly No Hours during trading: 0 Duties: LLC for home rental in reno, nv I*1075267, Entity Type: PA, Name of OBA: No Labels Nevada, Address: Washington DC, District of Columbia, 20036, Investment Related: N, Position, Title, Association: Chair, Employee State Date: 15-Nov-2022, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-20
• S63 Uniform Securities Agent State Law Examination
  1988-01-26

Other Names

• Rebecca Mindlin