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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-17 |
| TX | RA | APPROVED | 2025-04-17 |
Branch Locations
2660 Eastchase Lane Suite 104 1St Fl, Montgomery , AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Montgomery | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Montgomery | AL | 11/2016 | 04/2025 |
| Wells Fargo Advisors Financial Network, Llc | Montgomery | AL | 04/2025 | Present |
GBE LLC, FAMILY OWNED LLC; INVESTMENT RELATED; MONTGOMERY, AL; FOR REAL ESTATE; 100% OWNERSHIP; START DATE 07/06/2001; 1 HOUR PER MONTH, 0 HOURS DURING TRADING| DEB LLC; INV RELATED, MONTGOMERY, AL; 50% OWNER, START DATE 12/16/2013; 1 HOUR PER MONTH/0 DURING TRADING.| FBBJR LLC; INV RELATED; MONTGOMERY, AL; 100% OWNERSHIP; START 07/01/2024; 160 HOURS PER MONTH; 8 HOURS DURING TRADING; FINET PRACTICE.| SAGEGROWTH WEALTH MANAGEMENT LLC; INV RELATED; MONTGOMERY, AL; 100% OWNERSHIP; START 07/01/2024; 160 HOURS PER MONTH; 40 HOURS DURING TRADING; FINET PRACTICE.| WALLER CREEK LLC; INV RELATED; MONTGOMERY, AL; 50% OWNERSHIP; START DATE 05/25/2018; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; RECREATIONAL PROPERTY|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-26 |
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